Broker Check

Privacy Policy

Privacy Policy Notice

WealthGuard Advisors, Inc.
Privacy Policy Notice
WealthGuard Advisors, Inc. has adopted this privacy policy with recognition that protecting the privacy and
security of the personal information we obtain about our customers is an important responsibility. We also know
that you expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain
certain personal information about you. We want you to know what information we collect and how we use and
safeguard that information.
Information We Collect: We collect certain nonpublic information about you ("Customer Information"). The
essential purpose for collecting Customer Information is to allow us to provide advisory services to you. Customer
Information we collect may include:
Information that you provide on applications or other forms. This Customer Information may include
personal and household information such as income, spending habits, investment objectives, financial
goals, statements of account, and other records concerning your financial condition and assets, together
with information concerning employee benefits and retirement plan interests, wills, trusts, mortgages and
tax returns.
Identifying information such as your name, age, address, social security number, etc.
Information about your transactions with us, or others (e.g., broker-dealers, clearing firms, or other chosen
investment sponsors).
Security of Your Information: We restrict access to your nonpublic personal information to those employees
who need to know that information to service your account. We maintain physical, electronic and procedural
safeguards that comply with applicable federal or state standards to protect your nonpublic personal information.
Information We Disclose: We do not disclose the nonpublic personal information we collect about our customers
to anyone except: (i) in furtherance of our business relationship with them and then only to those persons
necessary to effect the transactions and provide the authorized services (such as broker-dealers, custodians,
independent managers etc.); (ii) to persons assessing our compliance with industry standards (e.g., professional
licensing authorities, consultants, etc.); (iii) our attorneys, accountants, and auditors; or (iv) as otherwise provided
by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental agencies and
other third parties in certain circumstances (such as third parties that perform administrative or marketing services
on our behalf or for joint marketing programs). These third parties are prohibited to use or share the information
for any other purpose.
Former Clients: If you decide to close your account(s) or become an inactive customer, we will adhere to our
privacy policies, which may be amended from time to time.
Changes to Our Privacy Policy: In the event there were to be a material change to our privacy policy regarding
how we use your confidential information, we will provide written notice to you. Where applicable, you would be
given an opportunity to limit or opt-out of such disclosure arrangements.
Questions: If you have questions about this privacy notice or about the privacy of your customer information call
our main number 530-621-1111 and ask to speak to the Chief Compliance Officer.